James Wallace, CFP RICP

We help our clients live the life they want, and positively effect generations of those they love. A financial plan improves your quality of life.

“Without counsel, plans go awry, but in the multitude of counselors they are established.” Proverbs 15:22

WHO WE ARE

Our team collaborates with people who care about others and want to make a difference in their lives. Our mission is to help our clients live the life they want, and have a positive effect on generations of those they c

are about. We believe that a financial plan does more than make big numbers on a computer screen. If our work is going to improve your quality of life, then we have to start by getting to know you. Our first focus is understanding who you love, how you want to care for them, and the life you want to live. Our clients often tell us that the planning we do for their family gives them the peace of mind and confidence they need to focus their time and energy on the people and causes that matter most to them. We serve clients from a range of backgrounds and life stages, both in and beyond the Greater Houston area. We find our work has the greatest value to folks nearing retirement who want a clear income plan, and established business owners who are ready to plan for the long-term success of their entrepreneurial endeavors. While no two of our clients are alike, they do all share a commitment to the planning process and a desire to make a difference in the lives of others. It’s easy for us to get excited about helping people who share our heart for helping others. Whether you’re trying to make a difference in your family, your community, or the world, our team will be a resource to help those desires become a reality. WHO WE SERVE

Our team focuses on serving families that are nearing retirement, are recently retired, and/or own their own business. Often, when we meet with someone who is gearing up for retirement, we find they have had a great investment strategy, they own some insurance, maybe they have even had a great relationship with an investment advisor, but they have a lot of unanswered questions. What do I do if taxes go up? How will I create income when the stock market is down? How does the value I have built in my business translate to a reliable retirement income? How do I pass this business on to my kids, grandkids, or trusted employees? How do I leave a legacy behind that doesn't ruin my kids and grandkids? You don't have to have unanswered questions like these about your financial future. Our team is here to help you achieve the peace of mind and confidence you need to work out a plan that provides for the people you care about, while still allowing you to live the life you want. HOW WE SERVE

Our Planning Experience starts with getting to know you. We don't make any recommendations until we have taken the time to understand who you love, how you want to care for them, the life you want to live, and run a comprehensive plan analysis to show us how your current strategies align with these priorities. We take our ongoing commitment to regularly check in and review the plan very seriously, because we value the deep relationships we get to have with our clients, their families, and generations to come. (832) 265-3694
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06/17/2026

Building an emergency fund for life’s unexpected twists and turns is an important step toward feeling more secure and confident in your financial journey. I’m here to support you every step of the way—from getting started to staying on track and motivated.

An Emergency Fund to Fit Your Life Learn how much you should typically save in an emergency fund, as well as when to adjust your savings goal up or down and when to use it.

Photos from James Wallace, CFP RICP's post

06/12/2026

“Life can take unexpected turns—are you prepared to handle your expenses if it does? Let’s chat about how disability insurance can help protect your income and keep your lifestyle on track, no matter what comes your way.”

06/09/2026

Strong jobs data may sound like good news—but with inflation still sticky, markets may see it differently. Brent Schutte, chief investment officer of Northwestern Mutual Wealth Management, breaks down what investors should know. http://spr.ly/6185B8L38v

06/02/2026

AI is driving stocks higher—but narrow market leadership means that there is more to these gains than meets the eye. Northwestern Mutual Wealth Management CIO Brent Schutte examines what’s underneath the gains and why diversification still matters. http://spr.ly/6181B8iY31

Different Types of Life Insurance, Explained

05/29/2026

Let’s talk through the right type of life insurance for your needs and goals.

Different Types of Life Insurance, Explained Different types of life insurance play different roles in your overall financial plan. Learn how each type might help support your goals.

05/27/2026

AI leadership, hotter inflation signals, and a changing of the guard at the Fed—Northwestern Mutual Wealth Management Company CIO Brent Schutte breaks down the economic data and markets news investors need to know. http://spr.ly/6186B8VDKg

05/22/2026

Please help us congratulate Minh on passing the Series 6 exam! The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment company.

05/19/2026

As AI-leveraging stocks continue to surge, many have asked whether investors are ignoring the risks of the Iran energy crisis. The answer is yes, but only at the index level. In reality, the answer is far more nuanced. Northwestern Mutual Wealth Management Company CIO Brent Schutte addresses this question and more in the latest Weekly Market Commentary. http://spr.ly/6188BB4ejw

05/12/2026

Equities moved higher again this week, supported by continued strong earnings, fresh evidence of a stabilizing labor market, and growing optimism surrounding artificial intelligence. Beneath the surface, however, the U.S. economy has only grown more divided. Northwestern Mutual Wealth Management Company CIO Brent Schutte breaks down the latest market news and economic data. http://spr.ly/6189BBsJ5h

05/05/2026

The S&P 500 closed at a record high on Friday as the Fed opted to hold rates steady amid signs of a stabilizing labor market and strong AI-fueled economic growth. Brent Schutte, chief investment officer of the Northwestern Mutual Wealth Management Company, breaks down the latest news and key data you need to know. http://spr.ly/6183BBw2mc

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Location

Houston

Contact the business

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Telephone

+18322653694

Website

http://jameswallace.nm.com/

Address

1 Riverway Ste 900
Houston, TX
77056

Opening Hours

Monday	7am - 5pm
Tuesday	7am - 5pm
Wednesday	7am - 5pm
Thursday	7am - 5pm
Friday	7am - 5pm